Compliance Officer
Position Details
Description
Position imported from external system
Responsibilities
- AML, KYC and other onboarding documents review;
- Monitoring of local compliance legislative changes;
- Monthly review of a sample of conversations with customers from the compliance perspective;
- Monitoring of the marketing activities of the local external partners (ad agencies, influencers) from the compliance perspective;
- Review of FATCA/ CRS self-certification forms and where necessary of W8 BEN forms and verification of tax withheld;
- Assist, when necessary, with the counterparties request on KYC and due diligence of the Company;
- Support, when necessary, by providing information during reviews of external regulators;
- To be fully responsible in all the compliance matters, ensuring compliance with the local law and regulatory requirements.
Requirements
- 3+ years of experience in AML/KYC Compliance;
- Bachelor or Master degree in Economics/Finance;
- Understanding EU AML legislation;
- Understanding of MiFID directive in relation to the provision of MiFID investment and ancillary services;
- FATCA/CRS experience will be considered as a plus;
- Soft skills in communication with the account managers regarding client documents’ assessment and requests for additional documents/information;
- Fluent German, advanced English.
Conditions
- Work in the modern office in the center of Munich;
- Opportunity to work in an international company;
- Competitive salary;
- Partial compensation of annual fee of a private insurance scheme;
- Interesting tasks and projects;
- Professional development and work in a team of experts.
Manager
Veronika Borisovskaia
Department
Tied Agent in Germany
Company Information

Company: Freedom24
Website: https://freedomfinance.eu/
About: We offer our EU clients a comprehensive solution for successful investments, including direct access to major stock exchanges, expert securities analytics, and dedicated client support. Freedom24 provides both domestic and international clients with access to American and other global stock exchanges, alongside a wide array of financial market services tailored …
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